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About CompliSpace

CompliSpace provides corporate governance programs and services to small and medium organisations across a range of industry groups. Combining specialist advice with practical, technology-enabled solutions, CompliSpace helps clients to manage their requirements in an increasing complex regulatory environment, providing them with a platform for sustainable growth

CompliSpace delivers industry specific web-based policies, programs and procedures that can be quickly tailored to an organisation’s needs and are kept up-to-date with legal and regulatory changes by a team of lawyers and industry experts.

These blogs are a guide to keep readers updated with the latest information. They are not intended as legal advice or as advice that should be relied on by readers. The information contained in our blogs may have been updated since  posting, or may not apply in all circumstances. If you require specific or legal advice, please contact us on (02) 9299 6105 and we will be happy to assist.

One Response

  1. This article in SMH should be an eye opener to anybody still trading OTC products in Australia
    http://www.smh.com.au/business/risky-rise-of-nonbroker-brokers-20100627-zbwb.html

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